What is an Exempt Market Dealer?

An Exempt Market Dealer (EMD) is a fully registered securities dealer who engages in the business of trading in prospectus exempt securities, or any securities to qualified exempt market clients.

Is Equivesto an EMD?

Yes! In order to act as the platform and broker the deals between the companies raising money and the investors, we need to be licensed as an Exempt Market Dealer. Equivesto Canada Inc. is licensed as an Exempt Market Dealer under applicable securities legislation in all provinces and territories across Canada to ensure that we meet securities regulations, protect investors and companies, and can be monitored.

Can I View Equivesto’s EMD License?

Absolutely. You can search for our EMD license by typing ‘Equivesto’ here.

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